COMPLIANCE
Arbor Court Capital employs a full time compliance staff and can appoint an individual to act as the compliance officer for the trust to assist with SEC and State filings. Our compliance staff will also participate in quarterly Board meetings, act as an independent resource for directors, generate annual control reviews, and reviewing the prospectus.
Arbor Court Capital also can assist your Trust in the preparation of Quarterly Board Meetings, Distribution Declaration, Proxy Voting, and other Corporate and Officer issues
Finally Arbor Court Capital will act as the distributor for your fund, reviewing all marketing materials, coordinating all share purchases, and setting up selling agreements with other broker dealers.
MARKETING & ADVERTISING
Arbor Court Capital provides a myriad of operational, marketing and advertisng services that are coordinated to ensure your fund's best interests and goals are met. Arbor Court's objective is to become an advocate for your fund and its growth
Fund Delivers needed marketing materials to Arbor Court Capital
Arbor Court Capital returns in 72 hours with Compliance Report
FINRA returns with
comments- Fund intergrates
and approved for use
Arbor Court Capital expediates the FINRA submission process
Fund comments and returns compliance report to Arbor Court Capital
